Regulatory Reporting

Regulatory Reporting

CA and/or MBA qualification

• Non-Morgan Stanley employees

• Strong communication and stakeholder management skills

• Relevant experience in regulatory reporting

JD

Personnel Qualification: CA or equivalent

Technical skillsets: 

Understanding of US GAAP and IFRS 

Good knowledge of Balance Sheet products, including but not limited to, Derivatives, Collaterals, Secured Financing transactions (repo / reverse repo), Fair value measurement etc. 

Familiarity with reports – 2 of these for 2 diff. roles. 

EU reporting framework e.g. FINREP,  COREP, Basel 3 based reports etc. 

US regulatory / financial reports e.g. Firm Holding FRY9C, Bank’s FFIEC031  

US GAAP / IFRS Financial Statements 

Understanding of data flows, reconciliations, and reporting architecture in a regulatory reporting environment 

Professional skills: 

Ability to interpret GAAP & Regulatory guidance and instructions to check implementation logics 

Strong capability to analyse and align reporting interpretations across multiple reports/frameworks to ensure consistency 

Experience around process renovation, process streamlining and partnering with Projects and Technology for automation initiatives

Ability to manage cross functional stakeholders 

Strong verbal and written communication skills with the ability to articulate complex topics clearly 

Application skills: 

Familiarity with Financial & Reg Reporting systems 

Some Exposure to meaningful usage of AI tools